Investigations & Regulatory Compliance

The Chief Executive Officer (CEO) is the face of a company. Every action they take, positive or negative, has a knock-on effect on the business. Over the years, there have been several cases of high-profile CEOs facing allegations of serious misconduct. These types of accusations can not only damage the reputation of a company but … Read more

Running a successful company comes with numerous responsibilities. As well as adhering to state and federal laws and regulations, business leaders have to think about brand and reputation. One strategy that can be used to ensure compliance with regulations and maintain a strong reputation is to implement effective ethics and compliance programmes. What do these … Read more

While criminal appeals are possible, the grounds for these types of appeal are limited. Generally, a legal error must have occurred. It is not enough for a convicted party to appeal simply on the basis that they do not agree with the verdict reached in the trial. One potential ground of criminal appeal is ineffective … Read more

Businesses are required to adhere to state and federal laws, regulations and internal policies. A business could face severe legal consequences, reputational damage and financial loss if it does not comply with laws. Businesses can implement comprehensive compliance training programs to help mitigate the risk of misconduct and to demonstrate a commitment to ethical standards. … Read more

When it comes to managing your business, it helps to be strategic. Otherwise, you can end up with a lot of wasted energy, lost money and time and massive legal headaches. Governance, risk management and compliance (GRC) is one such approach – and it’s effective because it integrates these three important things into each division … Read more

Navigating the world of construction bidding in New York can be a complex task. It’s not merely about submitting the most attractive price. Behind the scenes, compliance with myriad regulations and standards is a necessity, often making the difference between securing a project and being sidelined. At its core, bidding regulatory compliance helps to ensure … Read more

As a business owner, you can agree that financial transactions are the lifeblood of any organization. That said, businesses should be keen to avoid unintentionally associating with people or entities that launder money to maintain cash flow. These interactions may trigger money laundering investigations. Such an investigation can severely threaten your reputation, financial stability and … Read more

In today’s increasingly regulated business landscape, staying on the right side of the law is crucial. Legal compliance goes beyond avoiding fines; it’s about safeguarding your business’s reputation and helping to ensure its long-term sustainability. Lawsuits related to non-compliance can be costly and damaging. Thankfully, there are a number of strategies available to help your … Read more

It would probably surprise no one that Tesla and its controversial co-founder Elon Musk are currently under investigation on two separate fronts by the U.S. Department of Justice (DOJ) and the Securities and Exchange Commission (SEC). The U.S. Attorney’s Office for the Southern District of New York (SDNY) is investigating whether the electric vehicle manufacturer … Read more

It has become increasingly common for corporations, financial institutions and investment firms to prominently promote their commitment to environmental, social and governance (ESG) goals. The “E” in ESG is typically seen as the most important one. It’s also the easiest to measure. That’s important to regulators and investors alike. That’s because a commitment to ESG, … Read more