FINRA And SEC Investigations

Artificial intelligence (AI) is the “latest and greatest” when it comes to technological advancements – and consumers are increasingly intrigued by the way that AI can be harnessed to their benefit. That has a lot of companies jumping on the AI bandwagon – but not all of the companies that advertise their predictive algorithms and … Read more

When a person or organization is found guilty of obtaining funds through illegal or unethical means, the consequences can include fines and other sanctions and even prison time. They’re typically required to “disgorge” or repay the money they improperly received (often referred to as “ill-gotten gains”). Often, this disgorgement is accompanied by interest and other … Read more